Federal Defenders of New York Second Circuit Blog


Saturday, March 13th, 2010

A Main Event

United States v. Green, No. 08-5426-cr (2d Cir. February 17, 2010) (Kearse, Winter, Pooler, CJJ)

In this case, the Court holds that a crack sentence that was the product of an imperfectly amended Rule 11(c)(1)(C) plea agreement could not be reduced under 18 U.S.C. § 3582(c)(2).

Last year, in United States v. Main, 579 F.3d 200, 203 (2d Cir. 2009), the court held that a defendant sentenced under an 11(c)(1)(C) agreement was ineligible for a § 3582(c)(2) sentence reduction. See “Out Of Range,” posted August 30, 2009. Here, the 11(c)(1)(C) agreement specified a 168-month sentence, to run concurrent with Green’s undischarged state sentence. However, by the time Green was to be sentenced, he had completed the other sentence. His attorney wrote to the government and proposed that instead the sentence be 145 months. The government agreed, although not in writing, and at sentencing, the judge agreed as well and imposed …

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Monday, February 15th, 2010

Summary Summary

As noted below, the circuit has been a bit slow this month. But here are three more summary orders of interest.

In United States v. Valentin, No. 07-5278-cr (2d Cir. February 9, 2010), the court ordered a Jacobson remand for the district court to clarify whether it would have imposed a shorter sentence if it understood it was permitted to do so under the Williams/Whitley decisions.

In United States v. Drayer, No. 07-1521-cr (2d Cir. February 9, 2010), the district court at sentencing accepted the government’s representation as to the loss amount, but then at a later restitution hearing came up with a loss figure that was seven million dollars lower, rendering the loss figure used at sentencing clearly erroneous. The circuit also found plain error in the district court’s inclusion of an enhancement for more than fifty victims, since the only victims the district court included in the loss …

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PC World

It’s been more than a month since the court issued a signed opinion in a criminal case. But here is its latest Per Curiam.

In Re Grand Jury Subpoena Issued June 18, 2009, No. 09-3561-cv (2d Cir. February 1, 2010) (per curiam). In this case, the court rejected a challenge to a subpoena for corporate records where the corporate entities had a sole shareholder, officer and employee, Douglas Rennick. The companies argued that they could resist the subpoena on Fifth Amendment grounds since Rennick was the only person capable of producing the records and his act of production would be testimonial and potentially self-incriminating.

The court noted that the “collective entity rule” prevented the corporations from invoking a Fifth Amendment privilege and that the custodian of corporate records, acting as a representative of the corporation, cannot refuse to produce them on Fifth Amendment grounds. The circuit has long
held that …


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Friday, January 29th, 2010

PC World

The court’s latest Per Curiam opinion, United States v. Rossi, No. 08-6108 (Kearse, Cabranes, Straub, CJJ) (2d Cir. January 28, 2010) (per curiam), holds that the district court had jurisdiction under the pre-1996 restitution statute, 18 U.S.C. § 3663, to amend a restitution order after the defendant had completed her sentence and her term of supervised release. The circuit had previously remanded the case for reconsideration of the restitution order, and this remand restored jurisdiction to the district court, which therefore had the power to impose restitution even though the statute only permits the imposition of restitution “when sentencing a defendant.”…

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Summary Summary

Here are two recent summary orders of interest:

In United States v. Prescott, No. 08-2886-cr (2d Cir. January 12, 2010), the government waived its objection to the defendant’s untimely notice of appeal, and the court considered the appeal as if the notice were timely.

In United States v. Oliveras, No. 08-4884-cr (2d Cir. January 8, 2010), the court vacated the sentence, finding that the district court made multiple errors in the defendant’s favor. Among other things, the trial court disregarded a mandatory minimum, made clearly erroneous fact findings in determining the guidelines, and might have erred in downwardly departing on criminal history grounds, although the record needed clarifying on this issue.…

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Thursday, January 7th, 2010

Moving Violations

United States v. Guzman; United States v. Hall, Nos. 08-5561-cr; 08-6004-cr (2d Cir. January 7, 2010) (Miner, Straub, Wesley, CJJ)

Defendants Guzman and Hall were both registered sex offenders in New York. Each moved to another state without updating his registration, and was charged with violating 18 U.S.C. § 2250(a), which makes it a crime for a person required to register as a sex offender to travel in interstate commerce and knowingly fail to keep his registration information current. Each defendant moved to dismiss his indictment on several grounds; the district court rejected all but the Commerce Clause challenges. Finding that the statutory scheme (“SORNA”) exceeded Congress’s authority to legislate pursuant to the Commerce Clause, the district court dismissed the indictment in both cases. On these consolidated government appeals, the circuit reversed.

The court first noted that § 2250(a) itself is a proper exercise of the power to regulate commerce, …


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Circuit to Probation: Three’s a Crowd

United States v. Reeves, No. 08-2966-cr (2d Cir. January 7, 2010) (Leval, Pooler, Parker, CJJ)

Lamont Reeves pled guilty to possessing child pornography. As a condition of his supervised release the district court required that he “notify the Probation Department when he establishes a significant romantic relationship and … inform the other party of his prior criminal history concerning his sex offenses.” It also required that Reeves provide his probation officer with his “significant other’s” contact information.

The court of appeals vacated the condition. First, it agreed that the condition was too vague to be enforceable. “What makes a relationship ‘romantic,’ let alone “significant” in its romantic depth, can be the subject of endless debate that varies across generations, regions and genders.” The condition had “no objective baseline” that would give anyone guidance as to what might constitute a “significant romantic relationship” and Reeves’ continued freedom during supervised release should …


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Monday, January 4th, 2010

PC World

We close out 2009 with two interesting per curiam opinions.

In United States v. MacPherson, No. 08-1829-cr (2d Cir. December 30, 2009) (Newman, Calabresi, Katzmann, CJJ) (per curiam), the defendant argued that the government violated a Pimentel-like non-binding plea agreement by advocating for a sentence higher than the estimate contained in the agreement. In the majority opinion, the court simply held that its precedents on this issue are in conflict, and that, given this, MacPherson, who did not argue in the district court that the government breached the plea agreement, could not establish plain error. Judge Newman concurred. In his view, not only was there no plain error, there was no error at all. He then made an inconclusive effort to harmonize the conflicting precedents, in the end noting that he would “uphold all plea agreements with Pimentel estimates, regardless of whether the Government at sentencing advocates a higher Guidelines …

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Summary Summary

United States v. Doe, No. 08-4064-cr (2d Cir. December 14, 2009), looks the First Amendment implications of a defendant’s request to seal his case. At sentencing, Doe had asked for the total and permanent sealing of his sentencing transcript. The court denied the request, and Doe appealed. After the government agreed that the decision should be reversed, the court appointed amicus counsel to defend the district court’s ruling. The appellate court noted that there were no serious First Amendment concerns, since the order concerned the denial of a sealing request. Moreover, the district court’s analysis of the issue correctly treated the public’s right of access to sentencing proceedings as qualified, and not absolute. The lower court also correctly recognized that the right of public access to criminal proceedings is presumptive, and that the party seeking to overcome the presumption bears a heavy burden, one that increases the more extensive the …

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Wednesday, December 16th, 2009

SORNA Doom

United States v. Hester, No. 08-4665-cr (2d Cir. December 16, 2009) (Winter, Cabranes, Hall CJJ) (per curiam)

After pleading guilty to two sex offenses in New York State, Hester was required to register as a sex offender. He completed his initial registration – which included explicit instructions that Hester update if he moved or changed jobs – and four change of address forms. Then, in April of 2007, he disappeared. Three months later, Hester was arrested on unrelated charges in Florida. He had neither registered as a sex offender there nor updated his New York registration.

Hester pled guilty to violating the Sex Offender Registration Act, “SORNA,” 18 U.S.C. § 2250(a), and was sentenced to 37 months’ imprisonment. On appeal, he raised three unsuccessful challenges to the statute: a due process claim that he had unsuccessfully litigated below and Commerce Clause and vagueness challenges that he had not.

The due …


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Role Away

United States v. Labbe, No. 08-0673-cr (2d Cir. December 4, 2009) (Newman, Pooler, Katzmann, CJJ)

About a week before Labbe’s sentencing, the district court issued a written Sentencing Opinion describing the sentence it was likely to impose. The Opinion included a 4-level role reduction for Labbe’s “minimal” participation and announced that “Labbe is hereby sentenced to … 57 months.” The Opinion noted, however, that this was “subject to modification at the sentencing hearing.”

Before sentencing, the government sent a letter to the court objecting to the role reduction, but at the sentencing hearing itself the defense focused its arguments primarily on the loss calculations, apparently assuming that the judge had decided to keep the role reduction. The judge asked the government a few questions about the relative participation levels of Labbe and his co-conspirators, then announced that the “government’s argument and its reading of the guidelines with respect to the …


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