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Friday, April 9th, 2010

The Persistents of Apprendi

Besser v. Walsh, No. 05-4375-pr (2d Cir. March 31, 2010) (Winter, Sack, CJJ, Murtha, DJ)

While the blog does not usually cover habeas cases, this one is important, as it invalidates New York State’s discretionary felony persistent offender sentencing scheme. The decision involves five separate cases heard “in tandem,” which is what the circuit calls cases that present the same legal issue that are heard together but not formally consolidated.

In New York, a first-time felon usually faces an indeterminate sentencing range based on the grade of the offense of conviction. If the court finds that a defendant sustained a qualifying predicate felony, he faces an enhanced sentence as a second felon. A defendant with two prior felonies is a “persistent felony offender,” a designation that in many instances requires a minimum sentence that is greater than the maximum sentence authorized for a second felony offender convicted of the same …

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Monday, March 29th, 2010

High Sierra

United States v. Sierra, No,. 08-2761-cr (2d Cir. March 29, 2010) (Jacobs, Miner, Livingston, CJJ)
Gustavo Sierra pled guilty to one count of drug trafficking and one count of money laundering. The drug count involved 21 kilograms of heroin, while the money laundering count involved the proceeds of the sale of between 2 and 3.5 kilograms. Sierra’s presentence report calculated the base offense level for the money laundering count by using the total amount of the drugs involved in the drug trafficking count. With adjustments, this produced a sentencing range of 135-168 months.
Sierra objected, arguing that the guideline range for the money laundering count should be based only on the drug quantity alleged in that count, which would produce a lower offense level. The district court disagreed, used the higher range, and sentenced him to 135 months’ imprisonment.
On appeal, the circuit affirmed. It characterized Sierra as a

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Categories: disparity, money laundering, Uncategorized

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Saturday, March 27th, 2010

Summary Summary

This has been a busy week in the circuit, and not just for published opinions. There are also three summary orders of interest.

United States v. Harrington, No. 09-1160-cr (2d Cir. March 23, 2010), has two noteworthy features. First, at this gun possession trial, the district court allowed the defense to present evidence of, and charged the jury on, “innocent possession,” in light of the defendant’s claim that he possessed the gun only to turn it in to the city’s “Toys for Guns” program. Second, the circuit noted that it was error, albeit harmless, to admit, under Rule 404(b), evidence of a prior robbery conviction to rebut this defense, where the certificate of conviction did not indicate that a firearm was used in the robbery.

United States v. Townsend, No. 09-1283-cr (2d Cir. March 25, 2010), considered whether evidence used against the defendant at a supervised release violation hearing was …

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What A Difference A Day Makes

United States v. Janvier, No. 08-5978-cr (2d Cir. March 26, 2010)(Jacobs, Lynch, CJJ, Restani JCIT)

On July 21, 2008, the last day of Janvier’s three-year supervised release term, the probation department submitted a petition to the district court alleging that Janvier had violated the conditions of his supervised release. That same day, the court checked the box on the probation form ordering the “[i]ssuance of a [w]arrant.” The warrant did not actually issue, however, until July 23, 2008. When Janvier appeared in court on the petition he argued that the court lacked jurisdiction to revoke his release because his supervised release term had already expired. The district court disagreed and, after he admitted violating his supervised release, sentenced him to five months’ imprisonment to be followed by thirty-one additional months of supervised release.

On appeal, the circuit reversed based on the “plain language of the governing statute” which only extends …


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The Boss From Hell

United States v. Sabhnani, No. 08-3720-cr (2d Cir. March 25, 2010) (Wesley, Livingston, CJJ, Restani, JCIT)

The defendants, husband and wife, were convicted of forced labor, harboring aliens, peonage and document servitude, both substantive and conspiracy. The wife received an eleven-year sentence, while the husband was sentenced to forty months. The court also imposed fines and restitution and ordered the forfeiture of their home. The defendants raised several issues on appeal, not all of which are summarized here, but won relief only on a restitution issue.

Background

The facts of this case are quite disturbing. The defendants lived very comfortably, along with their children, in a large house on Long Island from which the husband ran a successful export business. Beginning in 2002, with the help of the wife’s mother, the defendants brought two women to the United States from Indonesia to serve as household servants. Their treatment of the …


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A Pattern Emerges

United States v. Basciano, NO. 09-0281-cr (2d Cir. March 23, 2010) (Walker, McLaughlin, Raggi, CJJ)

On this interlocutory appeal, the circuit found that an indictment charging Basciano, who had previously been convicted of racketeering in conducting the affairs of the Bonanno crime family, with a successive racketeering count violated the Double Jeopardy Clause, because both counts alleged the same pattern of racketeering.

Background

1. The 2003 Indictment

Basciano and several co-defendants were originally charged in a 2003 Indictment with racketeering conspiracy and several other counts. The jury convicted Basciano of the racketeering conspiracy, but was unable to reach a verdict on some of the other counts. In preparing to retry him on the 2003 Indictment, the government superseded and added a substantive racketeering count. That count alleged that, from January 1979 through November 2004, Basciano conducted and participated in the conduct of the affairs of the Family through a pattern …


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PC World

United States v. Bari, No. 09-1074-cr (2d Cir. March 22, 2010) (Cabranes, Parker, CJJ, Underhill, DJ)(per curiam)

The court’s most recent per curiam addresses a district court’s use of the results of an Internet search, in part, to find that the defendant violated his supervised release.

On release from a long bank robbery sentence, Bari faced a supervised release violation for robbing another bank. The district court found him guilty after a two-day hearing. In finding against him, the court cited: a bank employee’s identification of Bari’s voice; the similarity between Bari’s height, weight and posture to those described by witnesses to the robbery; Bari’s suspicious conduct at or near the bank around the time of the robbery; the similarity between Bari’s car and one seen near the bank just after the robbery, and; the similarity between the yellow rain hat worn by the robber – as depicted in a …


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Sunday, March 21st, 2010

Summary Summary

Here are two more interesting summary orders.

In United States v. Spivack, No. 08-6091-cr (2d Cir. March 18, 2010), the prosecutor allowed a government witness to testify falsely that the defendant was a pedophile. The court characterized this as “outrageous” and as “severe misconduct.” But here, in light of the measures adopted to cure the misconduct and the certainty of conviction in the absence of the misconduct, Spivack was not prejudiced. The court also noted that some of the prosecutor’s comments about the nature of the child pornography in the case were “troubling” given their relationship to the false testimony, but did not rise to the level of misconduct, and that the prosecutor’s closing references to Lolita were “more problematic” – they had no purpose “other than to inflame the jury” – but did not amount to a due process violation.

In United States v. Gjidija, No. 07-3546-cr (2d Cir. …

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Sex Offender Goes South, As Does His Defense

United States v. Van Buren, No. 08-6262-cr (2d Cir. March 17, 2010) (Walker, Straub, Livingston, CJJ)

A jury convicted Van Buren of failing to comply with the registration requirements of SORNA after he moved from his hotel in Binghamton, New York, to his mother’s house in North Carolina without updating his New York registration or registering in North Carolina.

On appeal, he first raised a host of constitutional challenges, all of which were foreclosed by United States v. Guzman, an intervening decision. See Moving Violations, posted January 7, 2010.

He also claimed that the district court erred in its jury instructions about the scope of SORNA’s registration requirements. The statutory scheme requires a convicted sex offender to register, and keep the registration current – including providing the address of his residence – in each jurisdiction where he resides, is employed or is a student. In addition, within three business days …


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An Unwelcome Edition

United States v. Gilmore, No. 07-0349-cr (2d Cir. March 17, 2010)
(Leval, Katzmann, Livingston, CJJ)

In 2005, Gilmore pled guilty to producing child pornography. He faced a fifteen-year mandatory minimum and a thirty-year maximum sentence. His plea agreement included a non-binding estimate that indicated that his guideline sentence was life imprisonment but that, since this exceeded the statutory maximum, the applicable guideline sentence would be thirty years. This estimate was based on the 2004 Edition of the guideline manual, the version in effect at the time of Gilmore’s sentencing, but the government later realized that this was erroneous because it resulted in a harsher sentence than the 2003 Edition, which was in effect at the time of the offense.

Gilmore’s PSR used the 2003 Edition, under which the guideline range was ninety-seven to 121 months’ imprisonment. Since this was less than the mandatory minimum, the PSR concluded that the guideline …


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Saturday, March 20th, 2010

An Exercise in Frivolity

United States v. Davis, No. 08-3240-cr (2d Cir. March 15, 2010)
(Winter, Sack, CJJ, Cogan, DJ)

Davis pled guilty to a two-count child pornography indictment. He faced a 60-month mandatory minimum and a guideline range of 97 to 121 months’ imprisonment. At sentencing, he argued forcefully for a 60-month sentence, focusing on his age and health problems as well as his conduct – he had no contact with a child, and did not distribute the images. The court sentenced him at the bottom of the range, noting “I see no reason to deviate form the ranges that are set forth in the Sentencing Guidelines.”

On appeal, he argued that the sentence was procedurally unreasonable because the district court treated the guidelines as presumptively reasonable, and that it was substantively unreasonable for largely the same reasons he cited in the district court. The government, in response, did not file an opposition …

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